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| 11/02/12 |
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Notice of Final
Rulemaking, Effective 01/02/13 - Commodity Futures Trading Commission
17 CFR Parts 1, 4, 5, 7, 8, 15, 16, 18, 21, 22, 36, 41, 140, 145, 155 and 166 Adaptation of Regulations to Incorporate Swaps
Fact Sheet  Federal Register |
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| 09/11/12 |
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Notice of Final
Rulemaking, Effective 11/13/12 - Commodity Futures Trading Commission
17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
Federal Register |
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| 09/05/12 |
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Notice of Final
Rulemaking, Effective 11/05/12 - Commodity Futures Trading Commission
17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
Federal Register |
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| 08/28/12 |
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Notice of Final
Rulemaking, Effective 10/29/12 - Commodity Futures Trading Commission
17 CFR Part 3 Registration of Intermediaries
Federal Register |
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| 08/13/12 |
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Notice of Final
Rulemaking, Effective 10/12/12 - Commodity Futures Trading Commission
17 CFR Part 1 SEC 17 CFR Part 240 Further Definition of "Swap", "SB-Swap", and "SB Swap Agreement"; Mixed Swaps, SB Swap Agreement Recordkeeping
Fact Sheet Federal Register |
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| 07/30/12 |
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Notice of Final
Rulemaking, Effective 09/28/12 - Commodity Futures Trading Commission
17 CFR Part 50 Swap Transaction Compliance and Implementation Schedule: Clearing Requirement under Section 2(h) of the CEA
Fact Sheet Federal Register |
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| 07/19/12 |
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Notice of Final
Rulemaking, Effective 09/17/12 - Commodity Futures Trading Commission
17 CFR Part 39 End-User Exception to Mandatory Clearing of Swaps
Fact Sheet Federal Register |
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| 06/28/12 |
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Notice of Final
Rulemaking, Effective 12/10/12 - Securities & Exchange Commission
17 CFR Parts 240 and 249 Process for submissions for Review of SB-Swaps for Madatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations
Fact Sheet Federal Register |
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| 06/19/12 |
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Notice of Final
Rulemaking, Effective 08/20/12 - Commodity Futures Trading Commission
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets
Fact Sheet Federal Register |
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| 06/12/12 |
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Notice of Final
Rulemaking, Effective 08/13/12 - Commodity Futures Trading Commission
17 CFR part 46 Swap Data Recordkeeping and Reporting Requirements: Pre-Enactment and Transition Swaps
Fact Sheet Federal Register |
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| 05/23/12 |
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Notice of Final
Rulemaking, Effective 07/23/12 - Commodity Futures Trading Commission and Securities & Exchange Commission
17 CFR Part 1 CFTC, 17 CFR Part 240 SEC - Further Definition of ‘‘Swap Dealer,’’ ‘‘Security-Based Swap Dealer,’’ ‘‘Major
Swap Participant,’’ ‘‘Major Security-
Based Swap Participant’’ and ‘‘Eligible
Contract Participant’’
Fact Sheet Federal Register |
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| 04/27/12 |
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Notice of Final
Rulemaking, Effective 06/26/12 - Commodity Futures Trading Commission
17 CFR parts 3, 32, and 33 Commodity Options
Fact Sheet Federal Register |
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| 04/09/12 |
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Notice of Final
Rulemaking, Effective 10/01/12 - Commodity Futures Trading Commission
17 CFR Parts 1,23,37,38, and 39 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management
Fact Sheet Federal Register |
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| 04/03/12 |
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Notice of Final
Rulemaking, Effective 06/04/12 - Commodity Futures Trading Commission
17 CFR Parts 1,3, and 23 Swap Dealer and Major Swap Participant Recordkeeping and Reporting, Duties, and Conflicts of Interest Policies and Procedures; Futures Commission Merchant and Introducing Broker Conflicts of Interest Policies and Procedures; Swap Dealer, Major Swap Participant, and Futures Commission Merchant Chief Compliance Officer
Fact Sheet Federal Register |
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| 03/30/12 |
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Notice of Final
Rulemaking, Effective 04/16/12 - Securities & Exchange Commission
17 CFR Parts 230, 240, and 260 Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies
Federal Register |
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| 02/24/12 |
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Notice of Final
Rulemaking, Effective 04/24/12 - Commodity Futures Trading Commission
17 CFR Parts 4, 145 and 147 Commodity Pool Operators and Commodity Trading Advisors: Amendments to Compliance Obligations
Fact Sheet Federal Register |
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| 02/17/12 |
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Notice of Final
Rulemaking, Effective 04/17/12 - Securities & Exchange Commission
17 CFR Parts 4 and 23 Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties
Fact Sheet Federal Register |
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| 02/07/12 |
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Notice of Final
Rulemaking, Effective 04/09/12 - Securities & Exchange Commission
17 CFR Parts 22 and 190 Protection of Cleared Swaps Customer Contracts and Collateral; Conforming Amendments to the Commodity Broker Bankruptcy Provisions
Fact Sheet Federal Register |
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| 01/20/12 |
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Notice of Final
Rulemaking, Effective 03/28/12 - Securities & Exchange Commission
17 CFR Parts 229, 240, and 249 Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Fact Sheet Federal Register |
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| 01/19/12 |
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Notice of Final
Rulemaking, Effective 03/19/12 - Commodity Futures Trading Commission
17 CFR Parts 3, 23 and 170 Registration of Swap Dealers and Major Swap Participants
Fact Sheet Federal Register |
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| 01/13/12 |
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Notice of Final
Rulemaking, Effective 03/13/12 - Commodity Futures Trading Commission
17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements
Fact Sheet Federal Register |
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| 01/09/12 |
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Notice of Final
Rulemaking, Effective 03/09/12 - Commodity Futures Trading Commission
17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data
Fact Sheet Federal Register |
