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| 12/23/10 |
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Proposed Rulemaking- Securities and Exchange Commission
17 CFR Part 240 Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps
Fact Sheet Federal Register  |
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| 12/20/10 |
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Interim Final Rule - Securities and Exchange Commission
17 CFR Part 240 Reporting of Security-Based Swap Transaction Data
Fact Sheet Federal Register |
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| 12/15/10 |
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Notice of Proposed
Rulemaking - Securities and Exchange Commission
Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations
Fact Sheet Federal Register |
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| 12/15/10 |
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Notice of Proposed
Rulemaking - Securities and Exchange Commission
End-User Exception to Mandatory Clearing of Security-Based Swaps
Fact Sheet Federal Register |
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| 12/13/10 |
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Notice of Proposed
Rulemaking - Commodity Futures Trading Commission
17 CFR Parts 39 and 140 Financial Resources Requirements for Derivatives Clearing Organizations
Fact Sheet Federal Register |
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| 12/03/10 |
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Notice of Proposed
Rulemaking - Commodity Futures Trading Commission
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
Fact Sheet Federal Register |
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| 11/15/10 |
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Notice of Proposed
Rulemaking - Commodity Futures Trading Commission
17 CFR Part 44 Interim Final Rule for Reporting Pre-Enactment Swap Transactions
Fact Sheet |
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| 11/15/10 |
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Proposed
Rulemaking - Securities and Exchange Commission
17 CFR Parts 229,230, 240, 249 Issuer Review of Assets in Offerings of Asset-Backed Securities
Fact Sheet Federal Register |
